Auerbach Michael 4
4 · TPCO Holding Corp. · Filed Jul 5, 2023
Insider Transaction Report
Form 4
TPCO Holding Corp.GRAMF
Auerbach Michael
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-07-01−606→ 73,675 total→ Common Shares (606 underlying) - Exercise/Conversion
Common Shares
2023-06-30+33,000→ 59,149 total - Exercise/Conversion
Common Shares
2023-07-01+606→ 59,755 total - Exercise/Conversion
Restricted Stock Units
2023-07-01−33,000→ 74,281 total→ Common Shares (33,000 underlying)
Holdings
- 6,654,334(indirect: See Footnote)
Common Shares
Footnotes (4)
- [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
- [F2]Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by Murphy Ofutt LCV LLC, 905 Common Shares held by Murphy Ofutt LLC and 308 Common Shares held by Murphy Ofutt Common LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
- [F3]On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
- [F4]On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.