Rubin Shmuel 5
5 · LIGHTPATH TECHNOLOGIES INC · Filed Aug 14, 2023
Insider Transaction Report
Form 5
Rubin Shmuel
President & CEO
Transactions
- Exercise/Conversion
Class A common stock
2023-01-02+2,132→ 136,315 total - Exercise/Conversion
Class A common stock
2023-04-01+2,319→ 136,315 total - Award
Restricted Stock Award
2023-01-02+12,118→ 376,554 total→ Class A common stock (12,118 underlying)
Footnotes (3)
- [F1]Each restricted stock award represents a contingent right to receive one share of Class A common stock.
- [F2]The restricted stock awards vest equally each quarter over a one year period, with the first vesting on January 2, 2023.
- [F3]Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.