PTC INC.|4Nov 17, 4:08 PM ET

HEPPELMANN JAMES E 4

4 · PTC INC. · Filed Nov 17, 2023

Form 4

Period: 2023-11-15

DirectorChief Product Officer, EVP

Transactions

Tax Payment
Common Stock
2023-11-15$154.68/sh−105,896$16,379,993→ 997,078 total
Exercise/Conversion
Common Stock
2023-11-15+232,913→ 1,102,974 total
Award
Restricted Stock Units
2023-11-15+141,346→ 141,346 total
→ Common Stock (141,346 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−13,201→ 0 total
→ Common Stock (13,201 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−10,935→ 6,965 total
→ Common Stock (10,935 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−12,837→ 25,674 total
→ Common Stock (12,837 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−141,346→ 0 total
→ Common Stock (141,346 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−17,603→ 0 total
→ Common Stock (17,603 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−9,243→ 12,836 total
→ Common Stock (9,243 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−13,817→ 0 total
→ Common Stock (13,817 underlying)
Exercise/Conversion
Restricted Stock Units
2023-11-15−13,931→ 13,930 total
→ Common Stock (13,931 underlying)

Footnotes (11)

[F1]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
[F10]RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
[F11]This amount represents the total number of derivative securities beneficially owned of the class shown.
[F2]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
[F3]Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
[F4]RSUs granted on November 17, 2020 that vested on November 15, 2023.
[F5]Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
[F6]Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
[F7]RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
[F8]Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024.
[F9]Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025.

Documents

1 file