4//SEC Filing
LIN LAWRENCE K 4
Accession 0001654954-23-014887
CIK 0001014763other
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 5:19 PM ET
Size
11.7 KB
Accession
0001654954-23-014887
Insider Transaction Report
Form 4
Ainos, Inc.AIMD
LIN LAWRENCE K
Other
Transactions
- Award
Common Stock
2023-11-24$0.60/sh+10,000$6,000→ 54,504 total - Award
Warrants
2023-11-24+30,174→ 30,174 total(indirect: owned by i2China)→ Warrants (30,174 underlying) - Award
Options
2023-11-24+11,111→ 11,111 total→ Options (11,111 underlying) - Award
RSU
2023-11-24+12,000→ 12,000 total→ RSU (12,000 underlying)
Footnotes (4)
- [F1]Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member.
- [F2]Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand.
- [F3]Reference is made to 11,111 options vested from the Company's 2018 NQSOP.
- [F4]Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events.
Documents
Issuer
Ainos, Inc.
CIK 0001014763
Entity typeother
Related Parties
1- filerCIK 0001882875
Filing Metadata
- Form type
- 4
- Filed
- Nov 27, 7:00 PM ET
- Accepted
- Nov 28, 5:19 PM ET
- Size
- 11.7 KB