4//SEC Filing
Cornell Alison A 4
Accession 0001654954-24-007462
CIK 0001101026other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 6:27 PM ET
Size
17.5 KB
Accession
0001654954-24-007462
Insider Transaction Report
Form 4
Cornell Alison A
Director
Transactions
- Award
Common Stock
2024-06-05+60,724→ 144,578 total - Disposition to Issuer
Nonstatutory Stock Option to Purchase Common Stock
2024-06-05−3,179→ 0 totalExercise: $26.88Exp: 2031-10-11→ Common Stock (3,179 underlying) - Disposition to Issuer
Nonstatutory Stock Option to Purchase Common Stock
2024-06-05−707→ 0 totalExercise: $17.16Exp: 2032-12-15→ Common Stock (707 underlying) - Disposition to Issuer
Nonstatutory Stock Option to Purchase Common Stock
2024-06-05−23,240→ 0 totalExercise: $15.66Exp: 2032-12-18→ Common Stock (23,240 underlying) - Disposition to Issuer
Nonstatutory Stock Option to Purchase Common Stock
2024-06-05−3,626→ 0 totalExercise: $16.74Exp: 2033-06-11→ Common Stock (3,626 underlying) - Award
Common Stock
2024-06-05$7.96/sh+95,134$757,267→ 239,712 total - Disposition to Issuer
Nonstatutory Stock Option to Purchase Common Stock
2024-06-05−2,632→ 0 totalExercise: $21.66Exp: 2032-07-27→ Common Stock (2,632 underlying)
Footnotes (4)
- [F1]The share amount and exercise price have been adjusted from the amount reported on a previous Form 4 to reflect a 1 for 6 reverse stock split of the Issuer's stock in October 2023.
- [F2]The canceled options were fully vested.
- [F3]The Issuer canceled options for an aggregate 33,384 shares of the Issuer's common stock granted to the Reporting Person on 10/12/2021, 7/28/2022, 12/16/2022, 12/19/2022, and 6/12/2023. In exchange for the canceled options, the Reporting Person received 60,724 shares of restricted stock.
- [F4]The canceled option was issued pursuant to the 2021 Equity Incentive Plan on 6/12/2023 and vested as follows: 25% on the first three 3-month anniversaries of the grant, and 25% on the day prior to the Company's 2024 Annual Meeting of Stockholders, subject to the reporting person's continuous service on each applicable vesting date.
Documents
Issuer
Zivo Bioscience, Inc.
CIK 0001101026
Entity typeother
Related Parties
1- filerCIK 0001549395
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 6:27 PM ET
- Size
- 17.5 KB