Home/Filings/4/0001654954-25-000692
4//SEC Filing

Van Hoose Kyri K. 4

Accession 0001654954-25-000692

CIK 0001853816other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 5:03 PM ET

Size

7.6 KB

Accession

0001654954-25-000692

Insider Transaction Report

Form 4
Period: 2025-01-21
Transactions
  • Award

    Common Stock

    2025-01-21+78,74178,741 total
  • Award

    Warrant (Right to Buy)

    2025-01-21+78,74178,741 total
    Exercise: $1.27Common Stock (78,741 underlying)
Footnotes (3)
  • [F1]The shares of Common Stock and accompanying Warrant were purchased by the Reporting Person from the Issuer in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
  • [F2]The purchase price per share of Common Stock and accompanying Warrant was $1.27.
  • [F3]The Warrant will become exercisable beginning on the effective date of stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the warrants issued in the private placement. The Warrant will expire five years from the effective date of stockholder approval. The Warrant cannot be exercised by the Reporting Person if, after giving effect thereto, the Reporting Person, together with his/her affiliates, would beneficially own, as determined in accordance with Section 13(d) of the Exchange Act, more than 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to such exercise, subject to certain exceptions.

Issuer

Dermata Therapeutics, Inc.

CIK 0001853816

Entity typeother

Related Parties

1
  • filerCIK 0001860885

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:03 PM ET
Size
7.6 KB