4//SEC Filing
ELLIS THOMAS B 4
Accession 0001654954-25-007239
CIK 0000889971other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 10:35 AM ET
Size
6.3 KB
Accession
0001654954-25-007239
Insider Transaction Report
Form 4
ELLIS THOMAS B
Director10% Owner
Transactions
- Award
Restricted stock units
2025-06-16+6,968→ 6,968 total(indirect: See footnotes)→ Class A common stock (6,968 underlying)
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F2]The restricted stock units vest November 20, 2025. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.
- [F3]The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.
- [F4]The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
LIGHTPATH TECHNOLOGIES INC
CIK 0000889971
Entity typeother
Related Parties
1- filerCIK 0001283774
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 10:35 AM ET
- Size
- 6.3 KB