Mill City Ventures III, Ltd·4

Jul 9, 9:33 PM ET

GERACI JOSEPH ANTHONY II 4

4 · Mill City Ventures III, Ltd · Filed Jul 9, 2025

Insider Transaction Report

Form 4
Period: 2025-06-24
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
  • Other

    Common stock

    2025-06-30115,469210,659 total
  • Other

    Non-Qualified Stock Option

    2025-06-24125,000125,000 total
    Exercise: $2.12From: 2022-11-23Exp: 2032-11-22Common stock (125,000 underlying)
Holdings
  • Common stock

    (indirect: By LLC)
    128,915
Footnotes (2)
  • [F1]The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person.
  • [F2]A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT