4//SEC Filing
GERACI JOSEPH ANTHONY II 4
Accession 0001654954-25-008943
CIK 0001425355other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 7:09 PM ET
Size
9.8 KB
Accession
0001654954-25-008943
Insider Transaction Report
Form 4
GERACI JOSEPH ANTHONY II
DirectorChief Financial Officer10% Owner
Transactions
- Award
Common Stock Purchase Warrant
2025-07-31$7.05/sh+103,782$731,248→ 103,782 totalExercise: $7.05Exp: 2030-07-31→ Common Stock (103,782 underlying) - Award
Common Stock Purchase Warrant
2025-07-31$5.42/sh+311,347$1,687,501→ 311,347 totalExercise: $5.42Exp: 2030-07-31→ Common Stock (311,347 underlying) - Award
Common Stock Purchase Warrant
2025-07-31$6.50/sh+207,565$1,350,003→ 207,565 totalExercise: $6.50Exp: 2030-07-31→ Common Stock (207,565 underlying)
Footnotes (1)
- [F1]The warrants are exercisable for a period of five years. The warrants will vest over a period of 24 months starting six months from the issue date in four equal instalments (being 25% every six months), subject to Mr. Geraci being employed by Mill City Ventures III, LP at each respective vesting date. Notwithstanding the foregoing, in the event that Mr. Geraci is terminated other than for cause or resigns for good reason (as defined in the individual's employment agreement), the vesting of all of such warrants will immediately accelerate and be fully vested as of the date of such termination.
Documents
Issuer
Mill City Ventures III, Ltd
CIK 0001425355
Entity typeother
Related Parties
1- filerCIK 0001394647
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 7:09 PM ET
- Size
- 9.8 KB