4//SEC Filing
ERICKSON MARK 4
Accession 0001655020-17-000041
CIK 0001655020other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 5:08 PM ET
Size
10.0 KB
Accession
0001655020-17-000041
Insider Transaction Report
Form 4
ERICKSON MARK
DirectorChairman and CEO
Transactions
- Other
COMMON STOCK
2017-07-17$12.73/sh−507,200$6,456,656→ 2,210,770 total(indirect: See Footnote (2))
Holdings
- 81(indirect: See Footnote (3))
COMMON STOCK
- 2,046,449(indirect: See Footnote (4))
COMMON STOCK
- 271,957(indirect: See Footnote (5))
COMMON STOCK
- 271,956(indirect: By Spouse)
COMMON STOCK
- 1,567,978
COMMON STOCK
Footnotes (5)
- [F1]As previously disclosed, this represents the vesting of restricted stock units previously awarded to certain employees and the subsequent distribution of common stock to such employees in connection therewith.
- [F2]These shares are owned by Extraction Employee Incentive, LLC, an entity in which the reporting person owns a membership interest. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
- [F3]These shares are owned by MAE Holdings 2011 LLC. MAE Holdings 2011 LLC is an entity owned by Mr. Erickson.
- [F4]These shares are owned by MAE Investment Properties 2016, LLC, of which Mr. Erickson holds the managing interest through his sole ownership of Class A Membership Interests in MAE Investment Properties 2016, LLC. The Mark A. Erickson 2016 Grantor Retained Annuity Trust, of which Mr. Erickson is Trustee, owns a 75% non-managing interest in MAE Investment Properties 2016, LLC.
- [F5]These shares are owned by JME Investment Properties 2016, LLC, of which Jane M. Erickson, Mr. Erickson's wife, holds the managing interest through her sole ownership of Class A Membership Interests in JME Investment Properties 2016, LLC. The Jane M. Erickson 2016 Grantor Retained Annuity Trust, of which Ms. Erickson is Trustee, owns a 75% non-managing interest in JME Investment Properties 2016, LLC.
Documents
Issuer
Extraction Oil & Gas, Inc.
CIK 0001655020
Entity typeother
Related Parties
1- filerCIK 0001134139
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 5:08 PM ET
- Size
- 10.0 KB