4//SEC Filing
ERICKSON MARK 4
Accession 0001655020-19-000082
CIK 0001655020other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 6:10 PM ET
Size
10.2 KB
Accession
0001655020-19-000082
Insider Transaction Report
Form 4
ERICKSON MARK
DirectorChairman and CEO
Transactions
- Sale
COMMON STOCK
2019-06-24$4.08/sh−70,024$285,810→ 1,614,542 total
Holdings
- 2,046,449(indirect: See Footnote (4))
COMMON STOCK
- 81(indirect: See Footnote (5))
COMMON STOCK
- 271,957(indirect: See Footnote (3))
COMMON STOCK
- 755,995(indirect: See Footnote (2))
COMMON STOCK
- 271,956(indirect: By Spouse)
COMMON STOCK
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.04 to $4.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- [F2]These shares are owned by Extraction Employee Incentive, LLC, an entity in which the reporting person owns a membership interest. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
- [F3]These shares are owned by JME Investment Properties 2016, LLC, of which Jane M. Erickson, Mr. Erickson's wife, holds the managing interest through her sole ownership of Class A Membership Interests in JME Investment Properties 2016, LLC. The Jane M. Erickson 2016 Grantor Retained Annuity Trust, of which Ms. Erickson is Trustee, owns a 75% non-managing interest in JME Investment Properties 2016, LLC.
- [F4]These shares are owned by MAE Investment Properties 2016, LLC, of which Mr. Erickson holds the managing interest through his sole ownership of Class A Membership Interests in MAE Investment Properties 2016, LLC. The Mark A. Erickson 2016 Grantor Retained Annuity Trust, of which Mr. Erickson is Trustee, owns a 75% non-managing interest in MAE Investment Properties 2016, LLC.
- [F5]These shares are owned by MAE Holdings 2011 LLC. MAE Holdings 2011 LLC is an entity owned by Mr. Erickson.
Documents
Issuer
Extraction Oil & Gas, Inc.
CIK 0001655020
Entity typeother
Related Parties
1- filerCIK 0001134139
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 6:10 PM ET
- Size
- 10.2 KB