GRIFFIN ROBERT E 4/A
4/A · ESCALADE INC · Filed Dec 14, 2017
Insider Transaction Report
Form 4/AAmended
ESCALADE INCesca
GRIFFIN ROBERT E
DirectorChairman10% Owner
Transactions
- Gift
Common Stock
2017-12-13−8,352→ 665,792.626 total
Holdings
- 1,278,465(indirect: By Partnership)
Common Stock
- 300,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The initial Form 4 and amendment #1 thereto contained the wrong transaction date. Mr. Griffin gifted 2,088 shares of Escalade stock to each of his four adult children, a total of 8,352 shares, on December 13, 2017, not December 14 as previously reported. For clarity, all information relating to those gifts and Mr. Griffin's holdings are now being reported on this amendment #2, which supersedes the prior filings in their entirety.
- [F2]Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held in the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares previously have been and continue to be included by Mr. Patrick Griffin in his Section 16 reports.
- [F3]Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust except to the extent of his pecuniary interest therein.