Home/Filings/4/0001662252-16-000303
4//SEC Filing

Xenetic Biosciences, Inc. 4

Accession 0001662252-16-000303

$XBIOCIK 0001534525operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 2:09 PM ET

Size

8.4 KB

Accession

0001662252-16-000303

Insider Transaction Report

Form 4
Period: 2016-12-20
Transactions
  • Award

    Stock Option

    2016-12-20+3,0303,030 total
    Exercise: $10.23From: 2016-12-20Exp: 2026-02-28Common Stock (3,030 underlying)
  • Award

    Stock Option

    2016-12-20+21,97025,000 total
    Exercise: $3.50From: 2016-12-20Exp: 2026-12-20Common Stock (21,970 underlying)
Footnotes (2)
  • [F1]On December 20, 2016 the Issuer approved the issuance of a Stock Option Grant to the Reporting Owner under its 2014 Equity Incentive Plan (the "Plan"). The grant had been approved and was part of an agreement (but not issued) on the date of the Reporting Owner began service as a director of the Issuer. Under the agreement and grant, the Reporting Owner has the right to purchase 3,030 shares of common stock of the Issuer under the Plan at an exercise price based on the adjusted price of the stock on the date of his appointment to the board.
  • [F2]On December 20, 2016 the Issuer approved the issuance of a Stock Option Grant to the Reporting Owner under its 2014 Equity Incentive Plan (the "Plan"). The Reporting Owner has the right to purchase 21,970 shares of common stock of the Issuer under the Plan at an exercise price based on the closing price on December 19, 2016 of $3.50.

Issuer

Xenetic Biosciences, Inc.

CIK 0001534525

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001534525

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 2:09 PM ET
Size
8.4 KB