Home/Filings/4/A/0001662252-17-000119
4/A//SEC Filing

Xenetic Biosciences, Inc. 4/A

Accession 0001662252-17-000119

$XBIOCIK 0001534525operating

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 4:57 PM ET

Size

20.8 KB

Accession

0001662252-17-000119

Insider Transaction Report

Form 4/AAmended
Period: 2016-12-20
Transactions
  • Award

    Stock Option

    2016-12-20+10,00020,000 total
    Exercise: $3.50From: 2017-06-20Exp: 2026-12-20Common Stock (10,000 underlying)
  • Award

    Stock Option

    2016-12-20+10,00030,000 total
    Exercise: $3.50From: 2017-09-20Exp: 2026-12-20Common Stock (10,000 underlying)
  • Award

    Stock Option

    2016-12-20+10,00040,000 total
    Exercise: $3.50From: 2017-12-20Exp: 2026-12-20Common Stock (10,000 underlying)
  • Award

    Stock Option

    2016-12-20+10,00010,000 total
    Exercise: $3.50From: 2017-03-20Exp: 2026-12-20Common Stock (10,000 underlying)
Footnotes (2)
  • [F1]On December 20, 2016 the Issuer approved the issuance of a Stock Option Grant to the Reporting Owner under its 2014 Equity Incentive Plan (the "Plan"). The Reporting Owner has the right to purchase 40,000 shares of common stock of the Issuer under the Plan at an exercise price based on the closing price on December 19, 2016 of $3.50. The Option vests quarterly over twelve months.
  • [F2]On December 23, 2016 the Reporting Person filed a Form 4 that inadvertently reported that she beneficially owned an aggregate of 61,416 derivative securities. This amended Form 4 is being filed to correct the number of derivative securities owned by the Reporting Person following the reported transaction.

Issuer

Xenetic Biosciences, Inc.

CIK 0001534525

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001534525

Filing Metadata

Form type
4/A
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 4:57 PM ET
Size
20.8 KB