4//SEC Filing
Ann S. Gerdin Revocable Trust 4
Accession 0001664211-20-000002
CIK 0000799233other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 2:28 PM ET
Size
17.9 KB
Accession
0001664211-20-000002
Insider Transaction Report
Form 4
Ann S. Gerdin Revocable Trust
10% OwnerOther
Transactions
- Sale
Common Stock
2020-08-14$20.02/sh−489,130$9,792,383→ 3,916,863 total(indirect: By Trust)
Holdings
- 18,158,354
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 5,003,805(indirect: By Trust)
Common Stock
- 7,813(indirect: By Spouse)
Common Stock
- 1,936,276(indirect: By Partnership)
Common Stock
- 681,124
Common Stock
- 681,124
Common Stock
Janssen Angela K
Other
Transactions
- Sale
Common Stock
2020-08-14$20.02/sh−489,130$9,792,383→ 3,916,863 total(indirect: By Trust)
Holdings
- 18,158,354
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 5,003,805(indirect: By Trust)
Common Stock
- 7,813(indirect: By Spouse)
Common Stock
- 1,936,276(indirect: By Partnership)
Common Stock
- 681,124
Common Stock
- 681,124
Common Stock
Gerdin Ann S
Other
Transactions
- Sale
Common Stock
2020-08-14$20.02/sh−489,130$9,792,383→ 3,916,863 total(indirect: By Trust)
Holdings
- 18,158,354
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 5,003,805(indirect: By Trust)
Common Stock
- 7,813(indirect: By Spouse)
Common Stock
- 1,936,276(indirect: By Partnership)
Common Stock
- 681,124
Common Stock
- 681,124
Common Stock
Durr Julie J
Other
Transactions
- Sale
Common Stock
2020-08-14$20.02/sh−489,130$9,792,383→ 3,916,863 total(indirect: By Trust)
Holdings
- 18,158,354
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 38,424(indirect: By Trust)
Common Stock
- 5,003,805(indirect: By Trust)
Common Stock
- 7,813(indirect: By Spouse)
Common Stock
- 1,936,276(indirect: By Partnership)
Common Stock
- 681,124
Common Stock
- 681,124
Common Stock
Footnotes (10)
- [F1]The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share. Pursuant to the terms of the Underwriting Agreement, the 2009 Gerdin Heartland Trust granted the Underwriter a 30-day option to purchase up to an additional 489,130 shares of common stock on the same terms and conditions. The underwriter exercised the option to purchase 489,130 shares of common stock which settled on August 14, 2020.
- [F10]Mrs. Durr's directly owned shares.
- [F2]Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.
- [F3]Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.
- [F4]Mrs. Janssen is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Janssen has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
- [F5]Mrs. Durr is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Durr has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
- [F6]Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2007 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees.
- [F7]Mrs. Janssen's husband owns these shares. Beneficial ownership of these shares is disclaimed.
- [F8]The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without consent of the majority of the other co-general partners. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership.
- [F9]Mrs. Janssen's directly owned shares.
Documents
Issuer
HEARTLAND EXPRESS INC
CIK 0000799233
Entity typeother
Related Parties
1- filerCIK 0001664211
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 2:28 PM ET
- Size
- 17.9 KB