4//SEC Filing
Yates David M 4
Accession 0001664272-23-000031
CIK 0000880631other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 4:52 PM ET
Size
10.2 KB
Accession
0001664272-23-000031
Insider Transaction Report
Form 4
Yates David M
Chief Information Officer
Transactions
- Award
Performance Based Restricted Stock Units
2023-01-25+21,205→ 21,205 total→ Common Stock (21,205 underlying) - Award
Common Stock
2023-01-25+63,616→ 132,608 total - Tax Payment
Common Stock
2023-01-25−11,124→ 121,484 total
Footnotes (5)
- [F1]Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 21,205 shares on each of January 25, 2024 and January 25, 2025 and (ii) 21,206 shares on January 25, 2026.
- [F2]Includes restricted stock awards vesting as to (i) 40,434 shares on January 25, 2024, (ii) 33,421 shares on January 25, 2025 and (iii) 21,206 shares on January 25, 2026.
- [F3]Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- [F4]Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
- [F5]These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
Documents
Issuer
WisdomTree, Inc.
CIK 0000880631
Entity typeother
Related Parties
1- filerCIK 0001916322
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 4:52 PM ET
- Size
- 10.2 KB