Cummins Hugh S. III 4
4 · TRUIST FINANCIAL CORP · Filed Jan 31, 2023
Insider Transaction Report
Form 4
Cummins Hugh S. III
Vice Chair & COO
Transactions
- Exercise/Conversion
Common Stock
2023-01-27$21.17/sh+55,924$1,183,911→ 342,297.61 total - Sale
Common Stock
2023-01-27$49.05/sh−35,229$1,728,159→ 307,068.61 total - Exercise/Conversion
Stock Option (right to buy)
2023-01-27−55,924→ 0 totalExercise: $21.17From: 2014-02-26Exp: 2023-02-26→ Common Stock (55,924 underlying)
Holdings
- 4,081.914(indirect: By 401(k))
Common Stock
- 1,678.853
Phantom Stock Unit
Exercise: $0.00From: 2000-01-01Exp: 2000-01-01→ Common Stock (1,678.853 underlying)
Footnotes (4)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $49.0500 to $49.0750. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]Represents phantom stock units under the Truist Nonqualified Deferred Compensation Plan.
- [F3]Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
- [F4]Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Truist stock on the applicable measurement date.