4//SEC Filing
Frankenthaler Marci 4
Accession 0001664272-23-000051
CIK 0000880631other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:06 PM ET
Size
10.2 KB
Accession
0001664272-23-000051
Insider Transaction Report
Form 4
Frankenthaler Marci
Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2023-01-30+5,199→ 177,709 total - Exercise/Conversion
Performance Based Restricted Stock Units
2023-01-30−5,199→ 0 total→ Common Stock (5,199 underlying) - Tax Payment
Common Stock
2023-01-30−1,875→ 175,834 total
Footnotes (5)
- [F1]Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
- [F2]Includes the reinvestment of dividend equivalents into 367 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
- [F3]Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026.
- [F4]Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
- [F5]These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.
Documents
Issuer
WisdomTree, Inc.
CIK 0000880631
Entity typeother
Related Parties
1- filerCIK 0001772446
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:06 PM ET
- Size
- 10.2 KB