Home/Filings/4/0001664272-23-000052
4//SEC Filing

Lilien R Jarrett 4

Accession 0001664272-23-000052

CIK 0000880631other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:07 PM ET

Size

10.3 KB

Accession

0001664272-23-000052

Insider Transaction Report

Form 4
Period: 2023-01-30
Transactions
  • Exercise/Conversion

    Common Stock

    2023-01-30+10,830772,399 total
  • Tax Payment

    Common Stock

    2023-01-304,366768,033 total
  • Exercise/Conversion

    Performance Based Restricted Stock Units

    2023-01-3010,8300 total
    Common Stock (10,830 underlying)
Footnotes (5)
  • [F1]Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
  • [F2]Includes the reinvestment of dividend equivalents into 762 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
  • [F3]Includes restricted stock awards vesting as to (i) 117,307 shares on January 25, 2024, (ii) 94,680 shares on January 25, 2025 and (iii) 65,165 shares on January 25, 2026.
  • [F4]Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
  • [F5]These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

Issuer

WisdomTree, Inc.

CIK 0000880631

Entity typeother

Related Parties

1
  • filerCIK 0001197950

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:07 PM ET
Size
10.3 KB