4//SEC Filing
RATCLIFFE DAVID M 4
Accession 0001664272-23-000216
CIK 0000092230other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 9:30 AM ET
Size
11.8 KB
Accession
0001664272-23-000216
Insider Transaction Report
Form 4
RATCLIFFE DAVID M
Director
Transactions
- Purchase
Common Stock
2023-03-10$38.08/sh+13,125$499,820→ 39,025 total(indirect: By Trust)
Holdings
- 1,645(indirect: By LLC)
Common Stock
- 3,157.869
Common Stock
- 8,936
Restricted Stock Unit
Exercise: $0.00From: 2000-01-01Exp: 2000-01-01→ Common Stock (8,936 underlying) - 40,218.995
Phantom Stock Units
Exercise: $0.00From: 2000-01-01Exp: 2000-01-01→ Common Stock (40,218.995 underlying) - 42,759.801
Phantom Stock Unit
Exercise: $0.00From: 2000-01-01Exp: 2000-01-01→ Common Stock (42,759.801 underlying)
Footnotes (5)
- [F1]The price in Column 4 is a weighted average price. The prices actually paid ranged from $38.0750 to $38.0900. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- [F2]Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
- [F3]Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. Directors' Deferred Compensation Plan with respect to the deferral of meeting and/or retainer fees payable in cash. Payments commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.
- [F4]Represents phantom stock units issued prior to the merger under the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan for which the director made an election to defer receipt until departure from the Board. These securities convert to common stock on a one-for-one basis.
- [F5]Represents restricted stock units granted under the Truist Financial Corporation 2022 Incentive Plan for which a deferral election has been made pursuant to the Truist Financial Corporation Amended and Restated Non-Employee Directors' Deferred Compensation Plan. Payments in the form of shares of common stock commence following the reporting person's departure from the Board of Directors of Truist Financial Corporation. These securities convert to common stock on a one-for-one basis.
Documents
Issuer
TRUIST FINANCIAL CORP
CIK 0000092230
Entity typeother
Related Parties
1- filerCIK 0001195258
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 9:30 AM ET
- Size
- 11.8 KB