4//SEC Filing
Frankenthaler Marci 4
Accession 0001664272-24-000056
CIK 0000880631other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:18 PM ET
Size
10.3 KB
Accession
0001664272-24-000056
Insider Transaction Report
Form 4
Frankenthaler Marci
Chief Legal Officer
Transactions
- Tax Payment
Common Stock
2024-01-25−18,728→ 228,108 total - Award
Common Stock
2024-01-25+71,002→ 246,836 total - Award
Performance Based Restricted Stock Units
2024-01-25+23,667→ 23,667 total→ Common Stock (23,667 underlying)
Footnotes (5)
- [F1]Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 23,667 shares on each of January 25, 2025 and January 25, 2026 and (ii) 23,668 shares on January 25, 2027.
- [F2]Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and 23,668 shares on January 25, 2027.
- [F3]Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
- [F4]Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
- [F5]These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
Documents
Issuer
WisdomTree, Inc.
CIK 0000880631
Entity typeother
Related Parties
1- filerCIK 0001772446
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:18 PM ET
- Size
- 10.3 KB