Peck William Bradley 4
4 · WisdomTree, Inc. · Filed Jan 31, 2024
Insider Transaction Report
Form 4
Peck William Bradley
Head of Digital Assets
Transactions
- Exercise/Conversion
Common Stock
2024-01-29+15,830→ 202,388 total - Exercise/Conversion
Performance Based Restricted Stock Units
2024-01-29−15,830→ 0 total→ Common Stock (15,830 underlying) - Tax Payment
Common Stock
2024-01-29−5,707→ 196,681 total
Footnotes (5)
- [F1]Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
- [F2]Includes the reinvestment of dividend equivalents into 840 PRSUs between the grant date and vesting date.
- [F3]Includes restricted stock awards vesting as to (i) 55,128 shares on January 25, 2025 (ii) 40,730 shares on January 25, 2026 and (iii) 18,408 on January 25, 2027.
- [F4]Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
- [F5]These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.