Venkataraman Swaminathan 4

4 · Bloom Energy Corp · Filed Oct 19, 2021

Form 4

Period: 2021-10-16

EVP of Engineering and CTO

Transactions

Exercise/Conversion
Class A Common Stock
2021-10-16+10,000→ 108,119 total
Sale
Class A Common Stock
2021-10-18$21.30/sh−4,926$104,923→ 105,693 total
Exercise/Conversion
Restricted Stock Units
2021-10-16−10,000→ 20,000 total
→ Class A Common Stock (10,000 underlying)

Holdings

Footnotes (6)

[F1]Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
[F2]The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
[F3]Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.
[F4]Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
[F5]Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
[F6]The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.

Documents

1 file