4//SEC Filing
Venkataraman Swaminathan 4
Accession 0001664703-21-000161
CIK 0001664703other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 8:37 PM ET
Size
10.1 KB
Accession
0001664703-21-000161
Insider Transaction Report
Form 4
Venkataraman Swaminathan
EVP of Engineering and CTO
Transactions
- Exercise/Conversion
Class A Common Stock
2021-10-16+10,000→ 108,119 total - Sale
Class A Common Stock
2021-10-18$21.30/sh−4,926$104,923→ 105,693 total - Exercise/Conversion
Restricted Stock Units
2021-10-16−10,000→ 20,000 total→ Class A Common Stock (10,000 underlying)
Holdings
- 36,554(indirect: By Trust)
Class A Common Stock
Footnotes (6)
- [F1]Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.
- [F4]Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
- [F5]Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- [F6]The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
Related Parties
1- filerCIK 0001746127
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 8:37 PM ET
- Size
- 10.1 KB