Venkataraman Shrikrishna 4

Accession 0001664998-22-000110

CIK 0001664998other

View on SEC.gov Company Profile

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 9:24 PM ET

Size

49.5 KB

Accession

0001664998-22-000110

Insider Transaction Report

Form 4

Period: 2022-10-21

KnowBe4, Inc.KNBE

Venkataraman Shrikrishna

Co-President & CFO

Transactions

Conversion
Class A Common Stock
2022-10-21+28,105→ 405,292 total
Sale
Class A Common Stock
2022-10-21$24.50/sh−28,105$688,584→ 377,187 total
Sale
Class A Common Stock
2022-10-25$24.55/sh−88,299$2,167,467→ 377,187 total
Exercise/Conversion
Stock Option (right to buy)
2022-10-21−9,269→ 641,731 total
Exercise: $1.02Exp: 2028-04-05→ Class B Common Stock (9,269 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-21$4.97/sh+9,536$47,394→ 28,105 total
Exercise: $0.00→ Class A Common Stock (9,536 underlying)
Sale
Class A Common Stock
2022-10-24$24.52/sh−158,286$3,880,555→ 377,187 total
Conversion
Class A Common Stock
2022-10-25+88,299→ 465,486 total
Exercise/Conversion
Class B Common Stock
2022-10-21$1.02/sh+9,269$9,454→ 9,269 total
Exercise: $0.00→ Class A Common Stock (9,269 underlying)
Exercise/Conversion
Stock Option (right to buy)
2022-10-21−9,536→ 336,174 total
Exercise: $4.97Exp: 2030-02-26→ Class B Common Stock (9,536 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-24$4.97/sh+2,334$11,600→ 158,286 total
Exercise: $0.00→ Class A Common Stock (2,334 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-25$1.02/sh+88,299$90,065→ 88,299 total
Exercise: $0.00→ Class A Common Stock (88,299 underlying)
Conversion
Class A Common Stock
2022-10-24+158,286→ 535,473 total
Exercise/Conversion
Stock Option (right to buy)
2022-10-21−9,300→ 242,040 total
Exercise: $3.42Exp: 2029-08-28→ Class B Common Stock (9,300 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-21$3.42/sh+9,300$31,806→ 18,569 total
Exercise: $0.00→ Class A Common Stock (9,300 underlying)
Conversion
Class B Common Stock
2022-10-21−28,105→ 0 total
Exercise: $0.00→ Class A Common Stock (28,105 underlying)
Exercise/Conversion
Stock Option (right to buy)
2022-10-24−96,192→ 545,539 total
Exercise: $1.02Exp: 2028-04-05→ Class B Common Stock (96,192 underlying)
Exercise/Conversion
Stock Option (right to buy)
2022-10-24−2,334→ 333,840 total
Exercise: $4.97Exp: 2030-02-26→ Class B Common Stock (2,334 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-24$1.02/sh+96,192$98,116→ 96,192 total
Exercise: $0.00→ Class A Common Stock (96,192 underlying)
Conversion
Class B Common Stock
2022-10-24−158,286→ 0 total
Exercise: $0.00→ Class A Common Stock (158,286 underlying)
Exercise/Conversion
Stock Option (right to buy)
2022-10-24−59,760→ 182,280 total
Exercise: $3.42Exp: 2029-08-28→ Class B Common Stock (59,760 underlying)
Exercise/Conversion
Class B Common Stock
2022-10-24$3.42/sh+59,760$204,379→ 155,952 total
Exercise: $0.00→ Class A Common Stock (59,760 underlying)
Exercise/Conversion
Stock Option (right to buy)
2022-10-25−88,299→ 457,240 total
Exercise: $1.02Exp: 2028-04-05→ Class B Common Stock (88,299 underlying)
Conversion
Class B Common Stock
2022-10-25−88,299→ 0 total
Exercise: $0.00→ Class A Common Stock (88,299 underlying)

Footnotes (9)

[F1]Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
[F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
[F3]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022.
[F4]Represents the weighted average share price of an aggregate total of 28,105 shares sold in the price range of $24.50 to $24.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F5]Represents the weighted average share price of an aggregate total of 158,286 shares sold in the price range of $24.50 to $24.59 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F6]Represents the weighted average share price of an aggregate total of 88,299 shares sold in the price range of $24.50 to $24.57 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F7]Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months.
[F8]Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
[F9]Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months.

Documents

1 file

4
wf-form4_166674743431497.xmlPrimary
FORM 4

Issuer

KnowBe4, Inc.

CIK 0001664998

→

Entity typeother

Related Parties

filerCIK 0001842466

Filing Metadata

Form type: 4
Filed: Oct 24, 8:00 PM ET
Accepted: Oct 25, 9:24 PM ET
Size: 49.5 KB

View on SEC.gov