Home/Filings/4/0001667731-17-000104
4//SEC Filing

MODEL N, INC. 4

Accession 0001667731-17-000104

CIK 0001118417operating

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 2:23 PM ET

Size

12.2 KB

Accession

0001667731-17-000104

Insider Transaction Report

Form 4
Period: 2017-02-27
Rinat Zack
DirectorChairman & CEO
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-2733,3330 total
    Common Stock (33,333 underlying)
  • Exercise/Conversion

    Common Stock

    2017-02-27+33,3332,318,538 total
Holdings
  • Common Stock

    (indirect: By Trust)
    36,310
  • Common Stock

    (indirect: By Trust)
    1,666,666
  • Common Stock

    (indirect: By Trust)
    666,666
  • Common Stock

    (indirect: By GADD, Inc.)
    26,907
  • Common Stock

    (indirect: By Trust)
    666,666
  • Common Stcok

    (indirect: By Trust)
    36,311
Footnotes (4)
  • [F1]Issued upon vesting of Restricted Stock Units ("RSUs").
  • [F2]Includes an additional 72,667 and 34,666, and a net loss of 28,667 shares of common stock issued upon the vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 6, 2013 in connection with the achievement of 209%, 152% and 57%, respectively, of certain performance criteria related to the Reporting Person's PB-RSUs.
  • [F3]Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  • [F4]50% of the RSUs vested on February 27, 2015; 25% of the RSUs vested on February 27, 2016; and the remaining 25% of the RSUs vested on February 27, 2017. Shares of the Issuer's common stock were delivered to the Reporting Person upon settlement of vested RSUs.

Issuer

MODEL N, INC.

CIK 0001118417

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001118417

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 2:23 PM ET
Size
12.2 KB