4//SEC Filing
Vigneau Dennis 4
Accession 0001668428-18-000100
CIK 0001668428other
Filed
Sep 13, 8:00 PM ET
Accepted
Sep 14, 4:15 PM ET
Size
9.9 KB
Accession
0001668428-18-000100
Insider Transaction Report
Form 4
Vigneau Dennis Robert
Chief Financial Officer
Transactions
- Purchase
Ordinary Shares
2018-09-13$8.75/sh+25,000$218,750→ 25,000 total
Holdings
- 605,693
Employee Stock Option
Exercise: $10.00Exp: 2025-05-15→ Ordinary Shares (605,693 underlying) - 153,369
Employee Stock Option
Exercise: $10.00Exp: 2025-05-15→ Ordinary Shares (153,369 underlying) - 605,693
Employee Stock Option
Exercise: $10.00Exp: 2025-05-15→ Ordinary Shares (605,693 underlying)
Footnotes (4)
- [F1]The transaction was executed in multiple trades at prices ranging from $8.73 to $8.77. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- [F2]Stock option granted pursuant to the Issuer's 2017 Omnibus Incentive Plan (the "Plan"), which vests in five equal annual installments beginning on March 15, 2019.
- [F3]Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal installments upon the later of (a) the average daily closing price of the Issuer's ordinary shares during any 20 consecutive trading days meeting or exceeding five specified price hurdles of $11, $12.75, $14.75, $17 and $20, respectively, and (b) the end of five one year periods ending March 15, 2019, 2020, 2021, 2022 and 2023, respectively.
- [F4]Stock option granted pursuant to the Plan, which becomes exercisable, if at all, in five equal annual installments if the average daily closing price of the Issuer's ordinary shares for 20 consecutive trading days meets or exceeds specified annual price hurdles of $12 for the one year period ending March 15, 2019, $14.50 for the one year period ending March 15, 2020, $17 for the one year period ending March 15, 2021, $21 for the one year period ending March 15, 2022 and $25 for the one year period ending March 15, 2023, respectively.
Documents
Issuer
FGL Holdings
CIK 0001668428
Entity typeother
Related Parties
1- filerCIK 0001504946
Filing Metadata
- Form type
- 4
- Filed
- Sep 13, 8:00 PM ET
- Accepted
- Sep 14, 4:15 PM ET
- Size
- 9.9 KB