ROCKWELL COLLINS INC 4
4 · ROCKWELL COLLINS INC · Filed Apr 17, 2017
Insider Transaction Report
Form 4
HAMERMESH RICHARD G
Director
Transactions
- Award
Common Stock
2017-04-13+620→ 620 total(indirect: By Trust) - Award
Common Stock
2017-04-13+6,876→ 6,876 total - Award
Common Stock
2017-04-13$96.63/sh+2,036$196,739→ 2,036 total
Footnotes (3)
- [F1]Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 9,009 shares of B/E Aerospace, Inc. ("B/E") common stock and 13,168 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares.
- [F2]Received in the Merger in exchange for 2,000 shares of B/E common stock. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- [F3]Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares.