4//SEC Filing
Hardy John A. 4
Accession 0001673431-20-000046
CIK 0000878932other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 6:32 PM ET
Size
5.1 KB
Accession
0001673431-20-000046
Insider Transaction Report
Form 4
Hardy John A.
DirectorCEO10% Owner
Transactions
- Purchase
Common Stock
2020-07-16$1.17/sh+3,228,024$3,776,788→ 3,728,024 total(indirect: I)
Footnotes (1)
- [F1]Represents 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person. Also represents 500,000 shares held directly by the Reporting Person. This form is being filed jointly by Benton Capital Inc. and the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
Related Parties
1- filerCIK 0001493030
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 6:32 PM ET
- Size
- 5.1 KB