EQUUS TOTAL RETURN, INC.·4

Jul 17, 6:32 PM ET

Hardy John A. 4

4 · EQUUS TOTAL RETURN, INC. · Filed Jul 17, 2020

Insider Transaction Report

Form 4
Period: 2020-07-16
Hardy John A.
DirectorCEO10% Owner
Transactions
  • Purchase

    Common Stock

    2020-07-16$1.17/sh+3,228,024$3,776,7883,728,024 total(indirect: I)
Footnotes (1)
  • [F1]Represents 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person. Also represents 500,000 shares held directly by the Reporting Person. This form is being filed jointly by Benton Capital Inc. and the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc.

Documents

1 file
  • 4
    f4a_bertrand122215.xmlPrimary

    OWNERSHIP DOCUMENT