Accepted (ET)
12:33 PM
Sep 9, 2026
Filed
Sep 9, 2026
Documents
1
Size
7.1 KB
Summary
Invesco (IVZ) CFO Laura Dukes Sells 31,075 Shares
What Happened
Laura Allison Dukes, Chief Financial Officer of Invesco Ltd. (IVZ), reported an open-market sale of 31,075 shares on September 4, 2026, for reported proceeds of $1,030,537 (weighted average price $33.16). The filing also shows a separate disposition by gift of 7,600 shares on the same date (no proceeds).
Key Details
- Transaction date: 2026-09-04. Filing date: 2026-09-09 (filed 5 days after the trade; Form 4s are generally due within two business days).
- Sale details: reported as open-market sale (code S); weighted average price $33.16; price range for same-day sales $33.125–$33.185 per footnote.
- Gift details: 7,600 shares reported as a gift (code G) with $0 proceeds.
- Shares owned after transaction: Not disclosed in the provided filing details.
- Footnotes: F1 notes multiple same-way open-market sale transactions on the same day were aggregated on one line; the filer can provide a breakdown of shares sold at each price upon request. F2 reports the weighted average and the price range.
Context
Open-market sales by executives are often routine (liquidity, diversification, taxes) and are not by themselves a clear signal of company prospects. Gifts are not a market signal of sentiment. The filing appears to have been submitted later than the usual two-business-day Form 4 deadline, which reduces timeliness of public disclosure.