4//SEC Filing
Wendt Roderick 4
Accession 0001674335-21-000111
CIK 0001674335other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 4:38 PM ET
Size
10.5 KB
Accession
0001674335-21-000111
Insider Transaction Report
Form 4
Wendt Roderick
Director
Transactions
- Sale
Common Stock
2021-11-05$27.25/sh−17,350$472,716→ 3,394,334 total(indirect: See footnotes) - Sale
Common Stock
2021-08-10$28.29/sh−10,000$282,914→ 3,416,684 total(indirect: See footnotes) - Sale
Common Stock
2021-08-11$29.00/sh−5,000$145,014→ 3,411,684 total(indirect: See footnotes)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.29 to $28.23, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1, 4 and 5 of this Form 4.
- [F2]Includes (i) 22,352 shares of common stock held through the Company's ESOP; (ii) 8,773 shares of common stock held through the Company's KSOP; (iii) 141,669 shares of common stock issuable upon the exercise of currently vested options; (iv) 227,059 shares of common stock held through the RC Wendt Revocable Trust; (v) 82,500 shares of common stock held at DA Davidson; and (vi) 26,400 shares of common stock held through the Roderick Wendt GST Trust. Mr. Wendt is the sole trustee of the RC Wendt Revocable Trust and the Roderick Wendt GST Trust. Mr. Wendt has or shares voting and investment control of shares held by the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. Mr. Wendt is also the beneficiary of the RC Wendt Revocable Trust. Mr. Wendt, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation.
- [F3]The reporting person has or shares voting and investment control of shares held by the Wendt Family Foundation, The Richard Lester Wendt Revocable Living Trust, the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. The reporting person is also the beneficiary of the RC Wendt Revocable Trust. The reporting person, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation.
- [F4]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.025 to $29.00, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.3041 to $27.265, inclusive.
Documents
Issuer
JELD-WEN Holding, Inc.
CIK 0001674335
Entity typeother
Related Parties
1- filerCIK 0001695332
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 4:38 PM ET
- Size
- 10.5 KB