Level One Partners, LLC 3
3 · PLx Pharma Inc. · Filed Mar 16, 2021
Insider Transaction Report
Form 3
PLx Pharma Inc.PLXP
Level One Partners, LLC
10% Owner
Holdings
Warrants (right to buy)
Exercise: $4.31From: 2020-11-18Exp: 2025-11-18→ Common Stock (1,452,337 underlying)- 1,320,306
Common Stock, $0.001 par value
- 875,000
Common Stock, $0.001 par value
Footnotes (3)
- [F1]Level One Partners, LLC (the "Reporting Person") is owned by Robert D. Hardie ("Mr. Hardie") and Molly G. Hardie ("Ms. Hardie"), who are married. Mr. Hardie is the manager of the Reporting Person and also holds shares of PLx Pharma Inc. (the "Company") individually.
- [F2]As of the date of this report, the Reporting Person holds 1,320,306 shares of Common Stock, $.001 par value per share (the "Common Stock") of the Company, and Mr. Hardie holds 875,000 shares of Common Stock of the Company. Pursuant to 17 CFR Section 240.16a-1(a)(2), Ms. Hardie's beneficial ownership is limited to her pecuniary interest, if any, in such securities.
- [F3]As of the date of this report, the Reporting Person holds warrants to purchase 1,452,337 shares of Common Stock.