3//SEC Filing
Level One Partners, LLC 3
Accession 0001674751-21-000002
CIK 0001497504other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 3:44 PM ET
Size
9.3 KB
Accession
0001674751-21-000002
Insider Transaction Report
Form 3
PLx Pharma Inc.PLXP
Level One Partners, LLC
10% Owner
Holdings
Warrants (right to buy)
Exercise: $4.31From: 2020-11-18Exp: 2025-11-18→ Common Stock (1,452,337 underlying)- 1,320,306
Common Stock, $0.001 par value
- 875,000
Common Stock, $0.001 par value
Hardie Molly G.
10% Owner
Holdings
- 1,320,306
Common Stock, $0.001 par value
- 875,000
Common Stock, $0.001 par value
Warrants (right to buy)
Exercise: $4.31From: 2020-11-18Exp: 2025-11-18→ Common Stock (1,452,337 underlying)
Hardie Robert D.
10% Owner
Holdings
- 1,320,306
Common Stock, $0.001 par value
- 875,000
Common Stock, $0.001 par value
Warrants (right to buy)
Exercise: $4.31From: 2020-11-18Exp: 2025-11-18→ Common Stock (1,452,337 underlying)
Footnotes (3)
- [F1]Level One Partners, LLC (the "Reporting Person") is owned by Robert D. Hardie ("Mr. Hardie") and Molly G. Hardie ("Ms. Hardie"), who are married. Mr. Hardie is the manager of the Reporting Person and also holds shares of PLx Pharma Inc. (the "Company") individually.
- [F2]As of the date of this report, the Reporting Person holds 1,320,306 shares of Common Stock, $.001 par value per share (the "Common Stock") of the Company, and Mr. Hardie holds 875,000 shares of Common Stock of the Company. Pursuant to 17 CFR Section 240.16a-1(a)(2), Ms. Hardie's beneficial ownership is limited to her pecuniary interest, if any, in such securities.
- [F3]As of the date of this report, the Reporting Person holds warrants to purchase 1,452,337 shares of Common Stock.
Documents
Issuer
PLx Pharma Inc.
CIK 0001497504
Entity typeother
IncorporatedVA
Related Parties
1- filerCIK 0001674751
Filing Metadata
- Form type
- 3
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 3:44 PM ET
- Size
- 9.3 KB