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4//SEC Filing

Shaffer Mark A 4

Accession 0001677053-25-000004

CIK 0001235468other
View on SEC.govCompany Profile

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 9:24 PM ET

Size

33.6 KB

Accession

0001677053-25-000004

Insider Transaction Report

Form 4
Period: 2025-10-29
LIQUIDITY SERVICES INCLQDT
Shaffer Mark A
VP, Gen. Counsel & Secretary
Transactions
  • Award

    Stock Option Grant

    2025-10-29+13,750→ 13,750 total
    Exercise: $23.52Exp: 2035-10-29→ Common Stock (13,750 underlying)
  • Award

    Restricted Stock Unit Grant

    2025-10-29+14,250→ 14,250 total
    Exp: 2030-01-01→ Common Stock (14,250 underlying)
  • Award

    Restricted Stock Unit Grant

    2025-10-29+14,250→ 14,250 total
    Exp: 2030-01-01→ Common Stock (14,250 underlying)
  • Award

    Stock Option Grant

    2025-10-29+13,750→ 13,750 total
    Exercise: $23.52Exp: 2035-10-29→ Common Stock (13,750 underlying)
Holdings

  • Stock Option Grant

    Exercise: $21.62Exp: 2034-10-30→ Common Stock (10,700 underlying)
    10,700

  • Restricted Stock Unit Grant

    Exp: 2026-01-01→ Common Stock (5,232 underlying)
    5,232

  • Stock Option Grant

    Exercise: $21.62Exp: 2034-10-30→ Common Stock (10,700 underlying)
    10,700

  • Stock Option Grant

    Exercise: $14.00Exp: 2032-12-23→ Common Stock (4,986 underlying)
    4,986

  • Restricted Stock Unit Grant

    Exp: 2027-01-01→ Common Stock (6,475 underlying)
    6,475

  • Restricted Stock Unit Grant

    Exp: 2028-01-01→ Common Stock (10,972 underlying)
    10,972

  • Restricted Stock Unit Grant

    Exp: 2029-01-01→ Common Stock (12,650 underlying)
    12,650

  • Restricted Stock Unit Grant

    Exp: 2027-01-01→ Common Stock (10,241 underlying)
    10,241

  • Stock Option Grant

    Exercise: $17.31Exp: 2033-12-22→ Common Stock (11,825 underlying)
    11,825

  • Restricted Stock Unit Grant

    Exp: 2026-01-01→ Common Stock (6,475 underlying)
    6,475

  • Stock Option Grant

    Exercise: $22.20Exp: 2031-12-07→ Common Stock (4,644 underlying)
    4,644

  • Common Stock

    (indirect: By Trust)
    47,671

  • Restricted Stock Unit Grant

    Exp: 2026-01-01→ Common Stock (2,180 underlying)
    2,180

  • Restricted Stock Unit Grant

    Exp: 2029-01-01→ Common Stock (12,650 underlying)
    12,650

  • Stock Option Grant

    Exercise: $22.20Exp: 2031-12-07→ Common Stock (1,774 underlying)
    1,774

  • Stock Option Grant

    Exercise: $17.31Exp: 2033-12-22→ Common Stock (8,622 underlying)
    8,622

  • Stock Option Grant

    Exercise: $14.00Exp: 2032-12-23→ Common Stock (9,365 underlying)
    9,365
Footnotes (14)
  • [F1]12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
  • [F11]These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F12]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F13]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
  • [F14]These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F2]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  • [F3]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F4]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F5]12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F6]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
  • [F7]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026
  • [F9]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Documents

1 file

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→
Entity typeother

Related Parties

1
  • filerCIK 0001677053

Filing Metadata

Form type
4
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 9:24 PM ET
Size
33.6 KB
View on SEC.gov