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4//SEC Filing

Shaffer Mark A 4

Accession 0001677053-26-000002

CIK 0001235468other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:02 PM ET

Size

40.0 KB

Accession

0001677053-26-000002

Insider Transaction Report

Form 4
Period: 2026-01-01
LIQUIDITY SERVICES INCLQDT
Shaffer Mark A
VP, Gen. Counsel & Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2026-01-01+1,429→ 54,733 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2026-01-01+2,123→ 56,856 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2026-01-01+2,398→ 59,254 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2026-01-01+2,074→ 61,328 total(indirect: By Trust)
  • Exercise/Conversion

    Restricted Stock Unit Grant

    2026-01-01−2,180→ 0 total
    Exp: 2026-01-01→ Common Stock (2,180 underlying)
  • Exercise/Conversion

    Restricted Stock Unit Grant

    2026-01-01−3,238→ 3,237 total
    Exp: 2027-01-01→ Common Stock (6,475 underlying)
  • Exercise/Conversion

    Restrited Stock Unit Grant

    2026-01-01−3,657→ 7,315 total
    Exp: 2028-01-01→ Common Stock (10,972 underlying)
  • Exercise/Conversion

    Restricted Stock Unit Grant

    2026-01-01−3,163→ 9,487 total
    Exp: 2029-01-01→ Common Stock (12,650 underlying)
Holdings

  • Stock Option Grant

    Exercise: $22.20Exp: 2031-12-07→ Common Stock (322 underlying)
    322

  • Stock Option Grant

    Exercise: $14.00Exp: 2032-12-23→ Common Stock (3,035 underlying)
    3,035

  • Stock Option Grant

    Exercise: $17.31Exp: 2033-12-22→ Common Stock (8,622 underlying)
    8,622

  • Stock Option Grant

    Exercise: $21.62Exp: 2034-10-30→ Common Stock (10,700 underlying)
    10,700

  • Stock Option Grant

    Exercise: $23.52Exp: 2035-10-29→ Common Stock (13,750 underlying)
    13,750

  • Stock Option Grant

    Exercise: $22.20Exp: 2031-12-07→ Common Stock (4,644 underlying)
    4,644

  • Stock Option Grant

    Exercise: $14.00Exp: 2032-12-23→ Common Stock (4,162 underlying)
    4,162

  • Stock Option Grant

    Exercise: $17.31Exp: 2033-12-22→ Common Stock (11,825 underlying)
    11,825

  • Stock Option Grant

    Exercise: $21.62Exp: 2034-10-30→ Common Stock (10,700 underlying)
    10,700

  • Stock Option Grant

    Exercise: $23.52Exp: 2035-10-29→ Common Stock (13,750 underlying)
    13,750

  • Restricted Stock Unit Grant

    Exp: 2026-01-01→ Common Stock (5,232 underlying)
    5,232

  • Restricted Stock Unit Grant

    Exp: 2026-01-01→ Common Stock (5,180 underlying)
    5,180

  • Restricted Stock Unit Grant

    Exp: 2027-01-01→ Common Stock (7,315 underlying)
    7,315

  • Restricted Stock Unit Grant

    Exp: 2029-01-01→ Common Stock (12,650 underlying)
    12,650

  • Restricted Stock Unit Grant

    Exp: 2030-01-01→ Common Stock (14,250 underlying)
    14,250

  • Restricted Stock Unit Grant

    Exp: 2030-01-01→ Common Stock (14,250 underlying)
    14,250
Footnotes (17)
  • [F1]These options became fully vested on January 1, 2026.
  • [F10]These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F11]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F12]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
  • [F13]Represents the net issuance of 1,429 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 751 shares.
  • [F14]Represents the net issuance of 2,123 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,115 shares.
  • [F15]Represents the net issuance of 2,398 shares from the vesting of 3,657 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,259 shares.
  • [F16]Represents the net issuance of 2,074 shares from the vesting of 3,163 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,089 shares.
  • [F17]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
  • [F2]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  • [F3]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  • [F4]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F5]12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F6]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
  • [F7]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
  • [F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026
  • [F9]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Documents

1 file

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→
Entity typeother

Related Parties

1
  • filerCIK 0001677053

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:02 PM ET
Size
40.0 KB
View on SEC.gov