Advanced Emissions Solutions, Inc. 4
4 · Advanced Emissions Solutions, Inc. · Filed Jan 4, 2017
Insider Transaction Report
Form 4
Hanson Ron
SVP of Operations of ADA-ES
Transactions
- Tax Payment
Common Stock
2017-01-02$9.24/sh−41$379→ 21,893 total
Footnotes (2)
- [F1]Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 111 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan (the "2010 Plan").
- [F2]Of the amount shown, 665 shares are held in the qualified pension plan account of the reporting person; 15,000 shares of restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2010 Plan; and 5,000 shares of restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2007 Plan.