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Herbst Marcel 4/A

4/A · NOBLE ROMANS INC · Filed Sep 10, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2018-09-04
Transactions
  • Sale

    Common Stock

    2018-09-04$0.64/sh4,100$2,624407,900 total(indirect: footnote)
Footnotes (1)
  • [F1]221900 shares are held in the account of Herbst Capital Management, LLC. (the ""fund"") for which Herbst Capital Partners, LLC (the ""General Partner"") serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst Capital Management, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fund and Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund. 186000 shares are held in individual client accounts over which Marcel Herbst has discretionary trading authority. By virtue of this discretionary trading authority, these shares can be deemed beneficially owned"

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT