4//SEC Filing
Pollock Frederick 4
Accession 0001680611-25-000003
CIK 0001819796other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 8:18 PM ET
Size
8.9 KB
Accession
0001680611-25-000003
Insider Transaction Report
Form 4
Pollock Frederick
Chief Investment Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2025-08-15+52,500→ 721,576 total - Tax Payment
Class A Common Stock
2025-08-15$12.89/sh−20,659$266,295→ 700,917 total - Exercise/Conversion
Restricted Stock Units
2025-08-15−52,500→ 0 total→ Class A Common Stock (52,500 underlying)
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025, and vested in full on August 15, 2025. Shares of Class A common stock of the Issuer were delivered to the Reporting Person in settlement of vested RSUs on August 15, 2025.
- [F2]Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer.
- [F3]Represents shares of Class A common stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on August 15, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Documents
Issuer
GCM Grosvenor Inc.
CIK 0001819796
Entity typeother
Related Parties
1- filerCIK 0001680611
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 8:18 PM ET
- Size
- 8.9 KB