4//SEC Filing
REDWOOD TRUST INC 4
Accession 0001681908-16-000010
$RWTCIK 0000930236operating
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:51 PM ET
Size
10.2 KB
Accession
0001681908-16-000010
Insider Transaction Report
Form 4
Stern Shoshone (Bo)
Chief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
2016-12-19$15.16/sh+5,434$82,379→ 15,086 total - Tax Payment
Deferred Stock Units
2016-12-19−6,709→ 5,434 totalExercise: $16.47→ Common Stock (6,709 underlying) - Exercise/Conversion
Deferred Stock Units
2016-12-19−5,434→ 0 totalExercise: $16.47→ Common Stock (5,434 underlying)
Footnotes (7)
- [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- [F3]Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
- [F4]This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
- [F5]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F6]No expiration date is applicable to deferred stock units.
- [F7]Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Documents
Issuer
REDWOOD TRUST INC
CIK 0000930236
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000930236
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 5:51 PM ET
- Size
- 10.2 KB