Moderna, Inc.·4

Jul 7, 4:25 PM ET

Banque Soria Ester 4

4 · Moderna, Inc. · Filed Jul 7, 2026

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Moderna CCO Banque Soria Ester Receives Option & RSU Awards

What Happened Banque Soria Ester, Moderna’s (MRNA) Chief Commercial Officer, received two equity awards on July 5, 2026: 18,658 derivative shares (stock options) and 38,364 restricted stock units (RSUs). Both grants are reported at $0 acquisition price (typical for awards) and therefore show $0 cash outlay at grant. These are awards (not open-market purchases or sales) and are part of compensation rather than immediate trades.

Key Details

  • Transaction date(s) and price(s): Grants dated July 5, 2026; both reported at $0.00 per share.
  • Award types and quantities: 18,658 (options/derivative award) and 38,364 RSUs (convert 1-for-1 to common stock).
  • Vesting: 25% of each award vests on July 5, 2027; the remainder vests in twelve equal quarterly installments thereafter (per filing footnotes).
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Filing timeliness: Form 4 filed July 7, 2026 reporting the July 5, 2026 grants — appears timely (no late-filing flag shown).
  • Footnotes of note: F1 describes the option vesting schedule; F2 confirms RSUs convert one-for-one to common stock; F3 repeats the RSU vesting schedule.

Context These grants are standard executive compensation (options + RSUs) and do not involve a market purchase or sale. Options will become exercisable as they vest; RSUs convert into common shares on a one‑for‑one basis as they vest. Such awards typically depend on continued employment and do not alone indicate immediate insider buying/selling intent.

Insider Transaction Report

Form 4
Period: 2026-07-05
Banque Soria Ester
Chief Commercial Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    [F1]
    2026-07-05+18,65818,658 total
    Exercise: $79.76Exp: 2036-07-05Common Stock (18,658 underlying)
  • Award

    Restricted Stock Units

    [F2][F3]
    2026-07-05+38,36438,364 total
    Common Stock (38,364 underlying)
Footnotes (3)
  • [F1]25% of this option will vest and become exercisable on July 5, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
  • [F2]Restricted stock units convert into common stock on a one-for-one basis.
  • [F3]25% of the shares subject to this restricted stock unit award will vest on July 5, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.
Signature
/s/ James Dillon, as Attorney-in-Fact|2026-07-07

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT