|4Dec 1, 8:48 PM ET

PRECISION OPTICS CORPORATION, INC. 4

4 · PRECISION OPTICS CORPORATION, INC. · Filed Dec 1, 2016

Insider Transaction Report

Form 4
Period: 2016-11-29
Forkey Joseph Norman
DirectorChief Executive Officer
Transactions
  • Other

    Warrants

    2016-11-29+4,47020,027 total
    Exercise: $0.97From: 2012-09-28Exp: 2017-09-28Common Stock (4,470 underlying)
Footnotes (1)
  • [F1]On November 22, 2016, the issuer sold 1,333,334 units consisting of shares of common stock and warrants in a private placement. Mr. Forkey purchased 15,557 warrants in a private placement on September 28, 2012 with an original exercise price of $1.25 per share. The new warrants were issued as a result of the November 2016 private placement triggering certain anti-dilution provisions in these original warrants. In connection therewith, the exercise price of the September 2012 warrants decreased to $0.97 per share accordingly.

Documents

1 file
  • 4
    precision-forkey_f4.xmlPrimary

    OWNERSHIP DOCUMENT