KENLEY RODNEY S 4
4 · AETHLON MEDICAL INC · Filed Oct 13, 2017
Insider Transaction Report
Form 4
KENLEY RODNEY S
DirectorPresident
Transactions
- Exercise/Conversion
Common Stock
2017-10-11$1.14/sh+1,768$2,016→ 11,833 total - Conversion
Restricted Stock Units
2017-10-11−3,250→ 38,685 total→ Common Stock (3,250 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
- [F2]13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.