Marks Darren 4
4 · Grom Social Enterprises, Inc. · Filed Jan 4, 2018
Insider Transaction Report
Form 4
Marks Darren
Director10% Owner
Transactions
- Other
Option
2017-08-17+1,042,500→ 9,382,500 total(indirect: See footnote)Exercise: $0.78From: 2016-02-15Exp: 2021-02-15→ Common Stock (1,042,500 underlying) - Other
Common Stock
2017-08-17+11,847,354→ 14,538,065 total(indirect: See Footnote) - Other
Option
2017-08-17+4,170,000→ 8,340,000 total(indirect: See footnote)Exercise: $0.72From: 2015-04-15Exp: 2020-04-15→ Common Stock (4,170,000 underlying) - Other
Option
2017-08-17+4,170,000→ 4,170,000 total(indirect: See footnote)Exercise: $0.36From: 2014-06-11Exp: 2019-06-11→ Common Stock (4,170,000 underlying)
Footnotes (3)
- [F1]Reporting Person held shares of common stock and options to purchase shares of common stock in Grom Holdings, Inc., a Delaware corporation, which was acquired by the Issuer on August 17, 2017. The Grom Holdings, Inc. shares and options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.
- [F2]Represents original exercise date of options granted by Grom Holdings, Inc., a Delaware corporation, to Reporting Person which was acquired by the Issuer on August 17, 2017. Teh options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.
- [F3]Shares are held by Family Tys LLC of which Reporting Person is the Managing Member.