Rutherford Thomas J. 4
4 · Grom Social Enterprises, Inc. · Filed Jan 17, 2018
Insider Transaction Report
Form 4
Rutherford Thomas J.
Director
Transactions
- Other
Option
2017-08-17$0.78/sh+834,000$650,520→ 834,000 totalExercise: $0.36From: 2016-03-21Exp: 2021-03-21→ Common Stock (834,000 underlying) - Other
Common Stock
2017-08-17+2,464,474→ 2,864,474 total
Footnotes (2)
- [F1]Reporting Person held shares of common stock and options to purchase shares of common stock in Grom Holdings, Inc., a Delaware corporation, which was acquired by the Issuer on August 17, 2017. The Grom Holdings, Inc. shares and options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.
- [F2]Represents original exercise date of options granted by Grom Holdings, Inc., a Delaware corporation, to Reporting Person which was acquired by the Issuer on August 17, 2017. The options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.