4//SEC Filing
Rutherford Thomas J. 4
Accession 0001683168-18-000153
CIK 0001662574other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 12:06 PM ET
Size
7.5 KB
Accession
0001683168-18-000153
Insider Transaction Report
Form 4
Rutherford Thomas J.
Director
Transactions
- Other
Option
2017-08-17$0.78/sh+834,000$650,520→ 834,000 totalExercise: $0.36From: 2016-03-21Exp: 2021-03-21→ Common Stock (834,000 underlying) - Other
Common Stock
2017-08-17+2,464,474→ 2,864,474 total
Footnotes (2)
- [F1]Reporting Person held shares of common stock and options to purchase shares of common stock in Grom Holdings, Inc., a Delaware corporation, which was acquired by the Issuer on August 17, 2017. The Grom Holdings, Inc. shares and options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.
- [F2]Represents original exercise date of options granted by Grom Holdings, Inc., a Delaware corporation, to Reporting Person which was acquired by the Issuer on August 17, 2017. The options were exchanged for similar securities of the Issuer on a 4.17 to 1 basis.
Documents
Issuer
Grom Social Enterprises, Inc.
CIK 0001662574
Entity typeother
Related Parties
1- filerCIK 0001701866
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 12:06 PM ET
- Size
- 7.5 KB