|4Feb 2, 8:35 PM ET

KENLEY RODNEY S 4

4 · AETHLON MEDICAL INC · Filed Feb 2, 2018

Insider Transaction Report

Form 4
Period: 2018-01-31
KENLEY RODNEY S
DirectorPresident
Transactions
  • Exercise/Conversion

    Common Stock

    2018-01-31$1.50/sh+1,596$2,39415,197 total
  • Conversion

    Restricted Stock Units

    2018-01-313,25032,185 total
    Common Stock (3,250 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
  • [F2]13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/2018.

Documents

1 file
  • 4
    kenley_frm4.xmlPrimary

    OWNERSHIP DOCUMENT