4//SEC Filing
Wong Jason Kon Man 4
Accession 0001683168-18-002457
CIK 0001731176other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:47 PM ET
Size
12.5 KB
Accession
0001683168-18-002457
Insider Transaction Report
Form 4
Norwich Investment Ltd
10% Owner
Transactions
- Purchase
Warrants to purchase Ordinary Shares
2018-08-06+15,000→ 107,500 total(indirect: See note)Exercise: $11.50→ Ordinary Shares (7,500 underlying) - Purchase
Ordinary Shares
2018-08-06+15,000→ 1,230,000 total(indirect: See note) - Purchase
Rights to acquire Ordinary Shares
2018-08-06+15,000→ 21,500 total(indirect: See note)→ Ordinary Shares (1,500 underlying)
Wong Jason Kon Man
10% Owner
Transactions
- Purchase
Ordinary Shares
2018-08-06+15,000→ 1,230,000 total(indirect: See note) - Purchase
Rights to acquire Ordinary Shares
2018-08-06+15,000→ 21,500 total(indirect: See note)→ Ordinary Shares (1,500 underlying) - Purchase
Warrants to purchase Ordinary Shares
2018-08-06+15,000→ 107,500 total(indirect: See note)Exercise: $11.50→ Ordinary Shares (7,500 underlying)
Footnotes (5)
- [F1]The reporting person acquired 15,000 units consisting of ordinary shares ,warrants and rights at a purchase price of $10.00 per share.
- [F2]The securities reported herein are held by Norwich Investments Limited and may be deemed to be indirectly beneficially owned by Jason Wong. Mr. Wong disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
- [F4]The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
- [F5]The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.
Documents
Issuer
Tottenham Acquisition I Ltd
CIK 0001731176
Entity typeother
Related Parties
1- filerCIK 0001619985
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 4:47 PM ET
- Size
- 12.5 KB