|4Oct 3, 4:45 PM ET

Garnette Sophia 4

4 · International Stem Cell CORP · Filed Oct 3, 2018

Insider Transaction Report

Form 4
Period: 2018-10-02
Bakalova Sofya
Dir. of Legal Affairs & Oper.
Transactions
  • Sale

    Common Stock

    2018-10-02$1.58/sh1,494$2,361267 total
  • Exercise/Conversion

    Common Stock

    2018-10-02$1.10/sh+1,494$1,6431,761 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-10-021,49447,858 total
    Exercise: $1.10Exp: 2027-05-31Common Stock (49,352 underlying)
Footnotes (2)
  • [F1]The reported shares were sold in open market transactions through a broker-dealer at $1.58 per share.
  • [F2]The option, representing a total of 60,000 shares, became exercisable "vested" in installments. 3/36th of the shares underlying such options vested on August 31, 2017, and the remaining shares in equal monthly installments over a period of 33 months.

Documents

1 file
  • 4
    ownership.xmlPrimary