4//SEC Filing
FRAKES JAMES B 4
Accession 0001683168-18-003226
CIK 0000882291other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 6:26 PM ET
Size
7.3 KB
Accession
0001683168-18-003226
Insider Transaction Report
Form 4
FRAKES JAMES B
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2018-10-31$1.04/sh+1,532$1,593→ 17,877 total - Conversion
Restricted Stock Units
2018-10-31−3,250→ 46,539 total→ Common Stock (3,250 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
- [F2]13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Represents conversion of restricted stock units with common stock issued as of 10/31/18.
Documents
Issuer
AETHLON MEDICAL INC
CIK 0000882291
Entity typeother
Related Parties
1- filerCIK 0001185553
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 6:26 PM ET
- Size
- 7.3 KB