Home/Filings/4/0001683168-18-003228
4//SEC Filing

KENLEY RODNEY S 4

Accession 0001683168-18-003228

CIK 0000882291other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 6:29 PM ET

Size

7.3 KB

Accession

0001683168-18-003228

Insider Transaction Report

Form 4
Period: 2018-10-31
KENLEY RODNEY S
DirectorPresident
Transactions
  • Conversion

    Restricted Stock Units

    2018-10-313,25022,435 total
    Common Stock (3,250 underlying)
  • Exercise/Conversion

    Common Stock

    2018-10-31$1.04/sh+1,768$1,83920,358 total
Footnotes (2)
  • [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
  • [F2]13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018.

Documents

1 file

Issuer

AETHLON MEDICAL INC

CIK 0000882291

Entity typeother

Related Parties

1
  • filerCIK 0001033519

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 6:29 PM ET
Size
7.3 KB