KENLEY RODNEY S 4
4 · AETHLON MEDICAL INC · Filed Nov 2, 2018
Insider Transaction Report
Form 4
KENLEY RODNEY S
DirectorPresident
Transactions
- Conversion
Restricted Stock Units
2018-10-31−3,250→ 22,435 total→ Common Stock (3,250 underlying) - Exercise/Conversion
Common Stock
2018-10-31$1.04/sh+1,768$1,839→ 20,358 total
Footnotes (2)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
- [F2]13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018.