Petronis Scott 4/A

Accession 0001683168-19-000668

CIK 0001495932other

View on SEC.gov Company Profile

Filed

Mar 13, 8:00 PM ET

Accepted

Mar 14, 5:41 PM ET

Size

25.2 KB

Accession

0001683168-19-000668

Insider Transaction Report

Form 4/AAmended

Period: 2017-04-17

EXP World Holdings, Inc.EXPI

Petronis Scott

Chf Product and Tech Officer

Transactions

Award
Common Stock
2019-01-17+3,125→ 6,250 total
Sale
Common Stock
2019-02-12$10.73/sh−5,000$53,650→ 6,250 total
Exercise/Conversion
Stock Option (Right to Buy)
2018-12-20+5,000→ 225,000 total
Exercise: $3.55Exp: 2027-04-17→ Common Stock (5,000 underlying)
Award
Common Stock
2017-07-17+3,125→ 3,125 total
Sale
Common Stock
2018-12-20$7.74/sh−15,625$120,938→ 3,125 total
Award
Common Stock
2018-01-17+3,125→ 9,625 total
Award
Common Stock
2017-10-17+3,125→ 6,500 total
Award
Common Stock
2018-04-17+3,125→ 12,500 total
Award
Common Stock
2018-07-17+3,125→ 15,625 total
Award
Common Stock
2018-10-17+3,125→ 18,750 total
Exercise/Conversion
Common Stock
2019-02-12$3.55/sh+5,000$17,750→ 11,250 total
Award
Stock Option (Right to Buy)
2017-04-17+230,000→ 230,000 total
Exercise: $3.55Exp: 2027-04-17→ Common Stock (230,000 underlying)

Footnotes (7)

[F1]This amendment is being filed to correct errors in a Form 4 of the reporting person filed on February 14, 2019 (the "Prior Form 4") as described in this and other footnotes to this Form 4. This amendment amends and restates the Prior Form 4 in its entirety. This line item reflects shares granted under an employment agreement by and between the reporting person and a subsidiary of EXP World Holdings, Inc. (the "Issuer") pursuant to which the Issuer shall issue 50,000 shares of common stock to the reporting person in 16 equal quarterly installments beginning July 17, 2017.
[F2]This line item reflects a December 20, 2018 sale by the reporting person of 15,625 shares of Common Stock that was inadvertently omitted from the Prior Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.89, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
[F4]This line item reflects a February 12, 2019 exercise of Stock Options by the reporting person that was incorrectly reported in the Prior Form 4.
[F5]The sale reported in this line item was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.
[F7]The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Documents

1 file

4
ownership.xml

Issuer

EXP World Holdings, Inc.

CIK 0001495932

→

Entity typeother

Related Parties

filerCIK 0001750469

Filing Metadata

Form type: 4/A
Filed: Mar 13, 8:00 PM ET
Accepted: Mar 14, 5:41 PM ET
Size: 25.2 KB

View on SEC.gov