LESLIE JAMES 4
4 · Dougherty's Pharmacy, Inc. · Filed May 3, 2019
Insider Transaction Report
Form 4
LESLIE JAMES
Director
Transactions
- Exercise/Conversion
Common Stock
2018-12-05+5,000→ 171,453 total - Exercise/Conversion
Restricted Stock Units
2018-12-05−5,000→ 20,150 total→ Common Stock (5,000 underlying) - Purchase
Warrants
2019-04-25+60,000→ 75,150 totalExercise: $0.20From: 2019-04-24Exp: 2022-03-22→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2019-01-01+5,000→ 176,453 total - Exercise/Conversion
Restricted Stock Units
2019-01-01−5,000→ 15,150 total→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]Acquired pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
- [F2]Issued under the Issuer's Restricted Share Unit Incentive Plan.
- [F3]Converted Pursuant to automatic vesting of Restricted Stock Units issued under the Issuer's Restricted Share Unit Incentive Plan.
- [F4]Issued in connection with the holder's execution of a Letter of Credit Collateralization Agreement.
- [F5]Restricted stock units vest periodically through January 1, 2021.