Petronis Scott 4
4 · EXP World Holdings, Inc. · Filed May 17, 2019
Insider Transaction Report
Form 4
Petronis Scott
Chf Product and Tech Officer
Transactions
- Exercise/Conversion
Common Stock
2019-05-16$3.55/sh+42,018$149,164→ 42,018 total - Exercise/Conversion
Common Stock
2019-05-17$3.55/sh+40,507$143,800→ 40,507 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-15−3,100→ 211,900 totalExercise: $3.55Exp: 2027-04-17→ Common Stock (3,100 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-17−40,507→ 129,375 totalExercise: $3.55Exp: 2027-04-17→ Common Stock (40,507 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-16−42,018→ 169,882 totalExercise: $3.55Exp: 2027-04-17→ Common Stock (42,018 underlying) - Exercise/Conversion
Common Stock
2019-05-15$3.55/sh+3,100$11,005→ 9,350 total - Sale
Common Stock
2019-05-17$11.06/sh−40,507$448,007→ 0 total - Sale
Common Stock
2019-05-15$10.87/sh−9,350$101,634→ 0 total - Sale
Common Stock
2019-05-16$11.12/sh−42,018$467,240→ 0 total
Footnotes (6)
- [F1]3,100 shares included in the sale reported in this line were sold pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.98, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- [F3]The sale reported in this line was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.87 to $11.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
- [F6]The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.